Privacy Policy

Last updated: 2/9/2026

This Privacy Policy sets forth how Wall Street Musings LLC ("we" or "us") collect and process personal information about you. We are providing this Privacy Policy to you to satisfy disclosure requirements required under data protection and privacy regulations adopted by regulatory authorities in the jurisdictions in which Wall Street Musings LLC conducts business. These regulations require that Wall Street Musings LLC (as a data controller) ensure that you understand how we collect, use, process and disclose your personal information. Please note that certain of these disclosures may not apply to you.

This Privacy Policy applies to visitors to Wall Street Musings LLC's website (the "Site"), including job applicants, as well as visitors to our offices, individuals who call Wall Street Musings LLC personnel in certain of our offices, third-party service providers, vendors and suppliers, business contacts and prospective clients and investors. Because Wall Street Musings LLC provides separate privacy notices to its current clients, investors, staff members, and job applicants, information regarding these categories of individuals is not included here. If you provide personal information to us about any person other than yourself, you must ensure that the other person understands how their information will be used. You may only provide us with that person's details with their consent and after they have been given access to information about how we will use their details, including the purposes set out in this Privacy Policy. You acknowledge that your personal information will be processed in accordance with this Privacy Policy, which may be updated by us at any time. If we update our Privacy Policy, we will post the updated document here. Any such changes will be effective upon posting. If you do not agree with any provision of the Privacy Policy, you should not use the Site, visit our premises, apply for a job with us or otherwise provide information to us such as via email.

If you visit this Site, you should review this Privacy Policy carefully and in conjunction with the Terms and Conditions of the Site, which detail other important information surrounding your use of the Site.

Collection of Personal Information

We collect, and have collected over the last twelve (12) months, the following information from the following categories of individuals.

Website Visitors

Depending on how you choose to use the Site, we may need you to provide the following information:

  • to contact us - name, address, e-mail address, telephone number and other contact details along with any other information you choose to provide;
  • to login to our client/investor/unit holder portal - username and password (if applicable); and
  • to subscribe to certain communications - email address and country of residence (if you choose to subscribe, you will have the option to opt out of receiving such marketing communications at any time by contacting us or unsubscribing via a link in the particular communication).

For information on technology and cookies used on the Site, see the section entitled "Use of Technology and Cookies" below.

Third-Party Service Providers, Vendors and Suppliers

In the process of engaging third-party service providers, vendors and suppliers, Wall Street Musings LLC may collect certain personal information about them and/or about their individual representatives and associates including:

  • name, job title, telephone number, email address and other contact details;
  • the name of the third-party service provider, vendor or supplier with whom you are associated and its address; and
  • information required to process payments, such as a tax I.D. number and wire instruction details.

We may also collect personal information about you from companies who maintain anti-money laundering and terrorism sanction screening and know your customer databases.

Business Contacts and Prospective Clients and Investors (if applicable)

Wall Street Musings LLC may collect personal information about individuals or representatives of organizations with whom Wall Street Musings LLC has a business relationship (or with whom Wall Street Musings LLC seeks to establish a business relationship), as well as prospective clients and investors. Such information may include:

  • name, address, telephone number, email address and other contact details;
  • organization name and address, job title; and
  • investor type, strategy, product and communication preferences (if you choose to receive marketing communications, you will have the option to opt out of receiving such communications at any time by contacting us or unsubscribing via a link in the particular communication).

Use of Personal Information

Your personal information may be processed, where lawful and relevant under applicable law, on any of the following grounds: (i) in order to comply with our legal and regulatory obligations; (ii) because we need the information for reasons of substantial public interests; (iii) in order to comply with our obligations under contract; (iv) because we have obtained your consent; and/or (v) because we have a legitimate business interest in processing it, including for the following purposes (as applicable):

  • to respond to your questions and handle and resolve complaints;
  • to perform research with respect to the usage of the Site (applicable to website visitors);
  • to personalize and enhance your website experience (applicable to website visitors);
  • to maintain the security of our premises, personnel, assets, systems and intellectual property and to manage access to our premises and our disaster recovery procedures (applicable to office visitors);
  • to pay you for your services (applicable to third-party service providers, vendors and suppliers);
  • in order to comply with our obligations in connection with record-keeping requirements and applicable anti-money laundering, sanctions and other regulatory requirements;
  • to manage our business relationships with you and/or your organization;
  • to provide you with information about our services and products (where you have consented to receive such information or where we are otherwise permitted to do so);
  • to comply with our legal and regulatory obligations, including responding to requests from law enforcement agencies, regulators, courts and other public and government authorities;
  • to protect our rights, property or safety, or that of our clients, investors, staff or others;
  • to detect, prevent and investigate fraud, money laundering, terrorism, sanctions violations and other crimes or activities that may harm Wall Street Musings LLC, its clients, investors, staff or others;
  • to manage and operate our business, including for internal business purposes such as accounting, auditing, data analysis, record keeping, legal compliance, financial reporting and improving our services; and
  • for any other purpose that we notify you of from time to time.

Disclosure of Personal Information

We may share your personal information with the following categories of recipients:

  • our affiliates and subsidiaries;
  • our service providers, vendors and suppliers (including, without limitation, IT service providers, data storage providers, professional advisors, consultants and other service providers);
  • regulators, law enforcement agencies, courts and other public and government authorities, where required or permitted by applicable law;
  • companies who maintain anti-money laundering and terrorism sanction screening and know your customer databases;
  • any other person or entity to whom we are required or permitted to disclose your personal information by applicable law or regulation; and
  • any other person or entity with your consent.

We require all third parties to respect the security of your personal information and to treat it in accordance with the law. We do not allow our third-party service providers to use your personal information for their own purposes and only permit them to process your personal information for specified purposes and in accordance with our instructions.

Data Retention

We will only retain your personal information for as long as necessary to fulfill the purposes we collected it for, including for the purposes of satisfying any legal, accounting, or reporting requirements. To determine the appropriate retention period for personal information, we consider the amount, nature, and sensitivity of the personal information, the potential risk of harm from unauthorized use or disclosure of your personal information, the purposes for which we process your personal information and whether we can achieve those purposes through other means, and the applicable legal requirements.

Your Rights

Depending on your location and subject to applicable law, you may have certain rights with respect to your personal information, including:

  • the right to request access to your personal information;
  • the right to request rectification of inaccurate personal information;
  • the right to request erasure of your personal information;
  • the right to request restriction of processing of your personal information;
  • the right to object to processing of your personal information;
  • the right to data portability;
  • the right to withdraw consent where processing is based on consent; and
  • the right to lodge a complaint with a supervisory authority.

If you wish to exercise any of these rights, please contact us using the contact details provided below.

Use of Technology and Cookies

The Site may use "cookies" and other technologies such as pixel tags and web beacons. A cookie is a small data file that is placed on your computer or mobile device when you visit a website. Cookies are widely used by website owners in order to make their websites work, or to work more efficiently, as well as to provide reporting information.

Cookies set by the website owner (in this case, Wall Street Musings LLC) are called "first party cookies." Cookies set by parties other than the website owner are called "third party cookies." Third party cookies enable third party features or functionality to be provided on or through the website (e.g., like advertising, interactive content and analytics). The parties that set these third party cookies can recognize your computer both when it visits the website in question and also when it visits certain other websites.

We use first party and third party cookies for several reasons. Some cookies are required for technical reasons in order for our Site to operate, and we refer to these as "essential" or "strictly necessary" cookies. Other cookies also enable us to track and target the interests of our users and to enhance the experience on our Site. Third parties serve cookies through our Site for advertising, analytics and other purposes. This is described in more detail below.

The specific types of first and third party cookies served through our Site and the purposes they perform are described in the table below (please note that the specific cookies served may vary depending on the specific Site you visit):

Managing Cookies

It is always your choice to decide what cookies are stored on your device and whether you choose to delete them. By accepting cookies that are stored on your computer when you visit our Site, we infer that you have accepted the use of cookies as explained in this Privacy Policy. Please note that while you are free to decline cookies, certain features of this site may be difficult or impossible to use and offerings will not be personalized.

You can manage cookies using various means:

  1. Browser Setting. Your browser likely supports a variety of settings to control the cookies that are set on your computer or device and to delete cookies. These settings are typically found under the "Tools", "Settings", or "Options" menus. You can also check the "Help" menu of your browser to learn how to change the cookie preferences through your browser settings. Note that you will need to manage the settings for each browser and device you use.
  2. Online Tools. Some third parties allow you to manage cookies through online tools such as: Network Advertising Initiative, Digital Advertising Alliance, Your Online Choices, Adobe Flash, and the Interactive Advertising Bureau (IAB) Europe.
  3. Browser Extensions. Some third parties have created software that can be added to your web browser to manage their or third-party cookies such as: Google Analytics and Evidon, Inc.

Our reference to any third party or their software or services is not an endorsement by us of such third party or their products and services and we disclaim any liability for the use or operation of any third-party software or services.

Do Not Track

We do not track visitors of the Site over time and across third party websites to provide targeted advertising and therefore the Site does not respond to Do Not Track ("DNT") signals. However, some third-party sites do keep track of your browsing activities when they serve you content, which enables them to tailor what they present to you. If you are visiting such sites, your browser allows you to set the DNT signal so that third parties (particularly advertisers) know you do not want to be tracked. You should consult the help pages of your browser to learn how to set your preferences so that websites do not track you.

Use of Third-Party Website

The Site may contain links to third party websites which, in some cases, may be integrated into, and appear to be part of, the Site. Wall Street Musings LLC encourages you to read the privacy policies of other websites you link to from this Site and disclaims any responsibility for the privacy policies and procedures of any third-party websites that you reach via a hyperlink contained on this Site. Such hyperlinks are provided for your convenience only, and you access them at your own risk.

Children's Online Privacy Protection Rule ("COPPA")

The Site is not intended for or targeted towards, and we do not knowingly collect personal information via the Site from, children under 13 years of age. If we learn we have collected or received personal information via the Site about a child under 13, we will delete that information.

Updates to this Privacy Policy

Wall Street Musings LLC reserves the right in its sole discretion to modify or amend this Privacy Policy in any way at any time. Any such changes are effective upon posting and we will indicate in the Privacy Policy when it was most recently updated. You should review this Privacy Policy periodically for changes applicable to you. Additionally, note that by accessing this Site subsequent to any modification, you are deemed to have agreed to all terms of this Privacy Policy as modified or amended.

Contact Us

Please direct any questions regarding Wall Street Musings LLC's Privacy Policy to our contact information provided on the Site.